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ecurities regulators SEC (the Securities and Exchange Commission) and FINRA (the Financial Industry Regulatory Authority) have issued warnings to investors and to financial services firms that sales of structured securities products have hurt....
(
ow do you decide when
it’s the right time to say
goodbye to a client’s target-
date funds — when
they reach the specified year or all the
way through the retirement years? The issue is at the heart of the “to
versus through” debate. Some targetdate
funds have an asset allocation
model, or glidepath, that is....
(