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1998



December

Davis Funds Erasing Their Bad Performance Record

November

Dreyfus Funds Incurring Large Losses
Reverse Mortgages May Be Abusive
Hedge Fund Woes May Just Be Beginning; Watch for Year-End Sell-Offs
Olde Discount Brokerage Nailed with $5 Million Fine

August

Three Funds Declare Bankruptcy
Margin Calls Explode; Conservative and Moderate Investors Take Inappropriate Risks
Brokerage Firms May Have Conflicts of Interest in Rating Mutual Funds
Thousands of Stocks Already Experiencing Bear Market

May

"Market Neutral" Funds Are Not Risk Free and Require Scrutiny
"Focused" Funds Require Your Focus Before You Invest

April

Older Investors Still in the Dark on Commissions They Pay
SEC Criticizes Broker Compensation Practices

February

Brokers Still Recommending Investments without Sufficient Knowledge
Dean Witter Ranks Third in Overall Customer Service but Pushes the Most Risky Investments during Initial Client Consultations

January

Beware of Insurance Agents Trying to Replace Your Existing Insurance Policy
Gold and Gold Mutual Funds Fared Poorly in 1997
Stocks Pummeled More than Indexes Suggest
NASD to Require Bulletin Board Companies to File Financial Reports
Federal Court Freezes Assets of Chicago Partnership Board













   
 
 
 
 



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Sponsored by James J. Eccleston, an attorney representing stockbrokers, financial planners and investors nationwide in arbitration, litigation and regulatory matters, and a shareholder with the law firm Shaheen, Novoselsky, Staat, Filipowski & Eccleston P.C.(www.snsfe-law.com). This Web site contains material of general interest. It is neither intended to, nor constitutes, either legal advice or investment advice. Always consult an attorney and/or investment advisor when building and protecting your wealth.

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