|
|
|
|
Federal Court Freezes Assets of Chicago Partnership Board
BE ADVISED: At the request of the SEC, which argued that the broker dealer had massive deficiencies in net capital and special reserves, and had violated securities laws by filing false statements with the SEC and the NASD, a federal court in Chicago has temporarily frozen the assets of the firm.
Limited partnership investors may know the firm for its efforts in matching buyers and sellers of limited partnerships.
Investors needing these services can consider other firms such as:
American Partnership Board 800-736-9797
Robert Stanger & Company 908-389-3600
Raymond James & Associates 800-248-8863
Numerous other firms are listed in the September, 1997 issue of Bloomberg Personal.
Source: Wall Street Journal
|
About Us
|
News
|
Alerts
|
Articles
|
Caveat Emptor
|
SNSFE News
|
Contact
|
Search
Register
|
Free Opinion
Sponsored by James J. Eccleston, an attorney representing stockbrokers, financial planners and
investors nationwide in arbitration, litigation and regulatory matters, and a shareholder with the law firm
Shaheen, Novoselsky, Staat, Filipowski & Eccleston
P.C.(www.snsfe-law.com). This Web site contains material
of general interest. It is neither intended to, nor constitutes, either legal advice or investment advice.
Always consult an attorney and/or investment advisor when building and protecting your wealth.
All content Copyright © 2008 Advocate Capital Management, Inc. except where noted. All rights reserved.
20 North Wacker Drive, Suite 2900, Chicago, Illinois 60606
Telephone: 312-621-4400 | Fax: 312-621-0268
|
|
|
|
|
