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NASD Issues List of "Professional" Designations
The NASD has compiled a helpful list for investors - over 70 designations that financial advisers have been promoting.
Investors should determine whether the particular designation is more marketing than substance before attaching any significance to it.
The list, and other helpful information, can be found at:
http://apps.nasd.com/investor_Information/resources/designations/AllDesigByAcronym.asp
Source: NASD
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Sponsored by James J. Eccleston, an attorney representing stockbrokers, financial planners and
investors nationwide in arbitration, litigation and regulatory matters, and a shareholder with the law firm
Shaheen, Novoselsky, Staat, Filipowski & Eccleston
P.C.(www.snsfe-law.com). This Web site contains material
of general interest. It is neither intended to, nor constitutes, either legal advice or investment advice.
Always consult an attorney and/or investment advisor when building and protecting your wealth.
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