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2007



November

SNSFE Investigating Wood River, Endwave Corporation and Stifel, Nicolaus & Company
SNSFE Investigating Sample & Cross Capital Management of Illinois


October

"Variable Leveraged Super Senior Certificates" Spell Trouble For Investors
NAPFA's "Financial Planning Diagnostic" Is A Helpful Tool For Interviewing Prospective Advisors


August

NASD Arbitration Panel Slams FSC Securities For Failing To Supervise and Prevent Selling Away Fraud By Broker


May

Massachusetts First To Reign In Deceptive Credentials for Advisers to Seniors
New NASD Broker-Check Complements Caveat Emptor Search
Beware of Mutual Funds Use of Derivatives


March

Margin Interest Reaches Highest Point Since March, 2000


February

Illinois Investment Advisory Firm Heavily Sanctioned for Defrauding Its Private Hedge Fund Clients


January

Retirees Recover Losses Against Securities America In Two Arbitrations Involving Faulty Investment Strategies








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