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A.G. Edwards Fined $900,000 For Charging Customers Excessive Account Fees
The New York Stock Exchange found that A.G. Edwards charged excessive fees to its customers. The findings relate to the firm's "Client Choice" account, which are non-managed fee based accounts. Fees charged, the NYSE found, were excessive in light of the light trading activity that occurred in those accounts.
Source: NYSE Press Release
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Sponsored by James J. Eccleston, an attorney representing stockbrokers, financial planners and
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Always consult an attorney and/or investment advisor when building and protecting your wealth.
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