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James Eccleston Discusses Brokers vs. Investment Advisers on First Business
irst Business, a business magazine show highlighting the latest business and finance news, aired a segment about stock brokers featuring SNSFE partner
James J. Eccleston.
Jim tells the difference between a stock broker and an investment advisor. He also explains the new rule that has some stock brokers up in arms.
For more information on the difference between stock brokers and investment advisors, contact James Eccleston at JEccleston@snsfe-law.com or 312.621.4400.
First Business airs weekdays on WCIU Chicago at 5 AM.
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Free Opinion
Sponsored by James J. Eccleston, an attorney representing stockbrokers, financial planners and
investors nationwide in arbitration, litigation and regulatory matters, and a shareholder with the law firm
Shaheen, Novoselsky, Staat, Filipowski & Eccleston
P.C.(www.snsfe-law.com). This Web site contains material
of general interest. It is neither intended to, nor constitutes, either legal advice or investment advice.
Always consult an attorney and/or investment advisor when building and protecting your wealth.
All content Copyright © 2008 Advocate Capital Management, Inc. except where noted. All rights reserved.
20 North Wacker Drive, Suite 2900, Chicago, Illinois 60606
Telephone: 312-621-4400 | Fax: 312-621-0268
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