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The Investor's Bill of Rights
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The right to be placed in suitable investments.
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The right to be told the truth regarding your broker's experience and
position.
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The right to be provided full and accurate information regarding the risk
of the investment.
- The right to have all conflicts of interest explained to you.
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The right to have all costs explained to you.
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The right to have sufficient time to consider and to make a well informed
invest ment decision.
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The right to "Best Efforts" management, without churning.
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The right to truthful and accurate accounting.
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The right to access funds and to know restrictions in advance.
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The right to legal recourse to recover investment losses
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Free Opinion
Sponsored by James J. Eccleston, an attorney representing stockbrokers, financial planners and
investors nationwide in arbitration, litigation and regulatory matters, and a shareholder with the law firm
Shaheen, Novoselsky, Staat, Filipowski & Eccleston
P.C.(www.snsfe-law.com). This Web site contains material
of general interest. It is neither intended to, nor constitutes, either legal advice or investment advice.
Always consult an attorney and/or investment advisor when building and protecting your wealth.
All content Copyright © 2008 Advocate Capital Management, Inc. except where noted. All rights reserved.
20 North Wacker Drive, Suite 2900, Chicago, Illinois 60606
Telephone: 312-621-4400 | Fax: 312-621-0268
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